QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David MacCabe

    IRN DJM00146

    • Appointed representative dealing with clients for which they require qualification (16 May 2025 to 7 Apr 2026)
    • CF1 Director (AR) (2 Jun 2009 to 28 Mar 2012)
    • CF30 Customer (1 Nov 2007 to 28 May 2009)
    • CF22 Investment Adviser (Trainee) (23 Aug 2007 to 31 Oct 2007)
  • David Macwan

    IRN DXM00058

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 26 Mar 2019)
  • David Malcolm Fraser-Clarke

    IRN DMC01134

    • CF30 Customer (13 Apr 2017 to 7 Jul 2017)
  • David Mark Baldock

    IRN DMB00042

    • CF1 Director (AR) (8 Sep 2011 to 12 Apr 2013)
  • David Mark Mendham

    IRN DMM01130

    • CF30 Customer (23 Nov 2009 to 1 Apr 2012)
  • David Mark Stevenson

    IRN DMS01159

    • CF30 Customer (7 Jul 2015 to 22 Mar 2017)
    • CF4 Partner (AR) (7 Jul 2015 to 22 Mar 2017)
  • David Mark Whitefield

    IRN DMW01193

    • CF1 Director (AR) (20 Jan 2010 to 23 Aug 2011)
  • David Marles Le Mesurier Campbell

    IRN DMC00012

    • CF1 Director (AR) (1 Oct 2009 to 18 Nov 2011)
    • CF30 Customer (1 Oct 2009 to 18 Nov 2011)
  • David Martin Cole

    IRN DMC00021

    • CF7 Sole Trader (AR) (16 Jan 2007 to 31 Jan 2007)
  • David Martin McClymont

    IRN DMM00032

    • Appointed representative dealing with clients for which they require qualification (22 Jun 2021 to 20 Nov 2023)
    • CF30 Customer (17 Jun 2021 to 20 Nov 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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