QUILTER FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Derek Gunningham

  IRN DXG00013

  • CF1 Director (AR) (26 Jun 2019 to 24 Sep 2021)
• Derek John Hardie

  IRN DJH00008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 4 Jun 2025)
• Derek McDonald

  IRN DXM00307

  • CF30 Customer (22 Sep 2017 to 11 Sep 2018)
• Derek Michael Frederick South

  IRN DMS00035

  • CF30 Customer (9 Apr 2013 to 8 Nov 2013)
• Derek Ohlendorf

  IRN DRO01026

  • [FCA CF] Manager of certification employee (since 1 Sep 2020)
• Derek William John Pearson

  IRN DWP01044

  • CF30 Customer (3 Feb 2014 to 14 Mar 2015)
• Derek Young

  IRN DJY00005

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Feb 2026)
  • CF30 Customer (10 Oct 2016 to 18 Feb 2026)
• Desmond Glyn Thomas

  IRN DGT01040

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2025)
  • CF1 Director (AR) (12 Oct 2017 to 2 Sep 2024)
  • CF30 Customer (19 Feb 2013 to 2 Jan 2025)
• Dev Inder Panesar

  IRN DXP00519

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 26 Jun 2025)
  • CF30 Customer (since 24 Jun 2025)
• Devang Jashubhai Patel

  IRN DJP01256

  • CF22 Investment Adviser (Trainee) (31 May 2007 to 31 May 2007)
  • CF1 Director (AR) (31 May 2007 to 20 Oct 2008)

• Mor-Invest Ltd (no longer appointed)

  FRN 783708 · Appointed 7 Jul 2017 · Until 2 Nov 2023

• Gary Brooks (no longer appointed)

  FRN 562173 · Appointed 7 Jul 2017 · Until 14 Dec 2022

• MA Financial Ltd (no longer appointed)

  FRN 783605 · Appointed 6 Jul 2017 · Until 15 Jul 2021

• GJH Pensions Limited (no longer appointed)

  FRN 783221 · Appointed 3 Jul 2017 · Until 29 Oct 2021

• George Duffus (no longer appointed)

  FRN 783217 · Appointed 3 Jul 2017 · Until 26 Nov 2020

• Marc Hoyland (no longer appointed)

  FRN 782958 · Appointed 29 Jun 2017 · Until 10 May 2021

• Standard Assets Ltd (no longer appointed)

  FRN 781031 · Appointed 6 Jun 2017 · Until 26 Nov 2020 · Tied agent

• Capital Care Wealth Management Ltd (no longer appointed)

  FRN 779810 · Appointed 25 May 2017 · Until 29 Dec 2017

• Gordon MacLean (no longer appointed)

  FRN 779594 · Appointed 23 May 2017 · Until 9 Aug 2022

• Malcolm Hayes (no longer appointed)

  FRN 778591 · Appointed 9 May 2017 · Until 26 Nov 2020

No changes recorded yet.