Derek McDonald

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (22 Sep 2017 to 11 Sep 2018)
Butler Capital Financial Management LLP (no longer approved here)
FRN 593986
- Employed By (22 Sep 2017 to 24 Aug 2018)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF1 Director (AR) (24 Mar 2015 to 19 Oct 2017)
- CF30 Customer (7 Jan 2014 to 19 Oct 2017)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (1 Nov 2007 to 27 Dec 2013)
- CF7 Sole Trader (AR) (21 Apr 2004 to 31 Jan 2007)
- CF21 Investment Adviser (21 Apr 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Dec 2003 to 21 Apr 2004)
Derek McDonald (no longer approved here)
FRN 401694
- Employed By (21 Apr 2004 to 27 Dec 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.