QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
1 month ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary Martin Fowkes

    IRN GXF00035

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 6 Oct 2023)
  • Gary Martin Jones

    IRN GMJ00015

    • CF30 Customer (9 Jan 2020 to 16 Apr 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Apr 2025)
  • Gary Michael Beckwith

    IRN GMB01164

    • CF30 Customer (16 Jun 2010 to 31 Jan 2011)
  • Gary Mitchell Jamieson

    IRN GMJ00010

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Mar 2022)
    • CF30 Customer (12 Aug 2015 to 14 Mar 2022)
  • Gary Oswell

    IRN GXO00012

    • CF30 Customer (23 Nov 2017 to 19 Jan 2018)
  • Gary Paul Bennett

    IRN GPB01067

    • CF1 Director (AR) (9 Oct 2013 to 27 Jul 2014)
    • CF30 Customer (27 May 2008 to 20 Oct 2008)
  • Gary Prewett

    IRN GJP00028

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Feb 2024)
    • CF1 Director (AR) (10 Nov 2014 to 27 Feb 2024)
    • CF30 Customer (10 Nov 2014 to 27 Feb 2024)
  • Gary Richard Hancocks

    IRN GRH00031

    • CF1 Director (AR) (1 Nov 2007 to 20 Feb 2009)
    • CF30 Customer (1 Nov 2007 to 20 Feb 2009)
    • CF22 Investment Adviser (Trainee) (16 Oct 2007 to 31 Oct 2007)
  • Gary Robert Brawley

    IRN GRB01112

    • CF30 Customer (26 Nov 2007 to 9 Apr 2009)
  • Gary Robert Taylor

    IRN GRT00007

    • CF30 Customer (1 Nov 2007 to 17 Sep 2008)
    • CF4 Partner (AR) (21 Jun 2007 to 11 Oct 2011)
    • CF22 Investment Adviser (Trainee) (21 Jun 2007 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.