Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Finli (PDB) Ltd
FRN 802430
- (5)Employed By (since 17 Mar 2025)
- (7)Employed By (10 Feb 2021 to 4 Mar 2024)
-
Finli (G&P) Ltd
FRN 142752
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF30 Customer (since 19 Jan 2024)
- Appointed representative dealing with clients for which they require qualification (since 19 Jan 2024)
- CF1 Director (AR) (since 19 Jan 2024)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Feb 2024)
- CF1 Director (AR) (10 Nov 2014 to 27 Feb 2024)
- CF30 Customer (10 Nov 2014 to 27 Feb 2024)
-
- CF1 Director (AR) (17 Nov 2014 to 27 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at Finli (PDB) Ltd
-
controlled function added: (7)Employed By at Finli (PDB) Ltd
-
controlled function added: (5)Employed By at Finli (PDB) Ltd