Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (5)Employed By (since 17 Mar 2025)
    • (7)Employed By (10 Feb 2021 to 4 Mar 2024)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 19 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (since 19 Jan 2024)
    • CF1 Director (AR) (since 19 Jan 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Feb 2024)
    • CF1 Director (AR) (10 Nov 2014 to 27 Feb 2024)
    • CF30 Customer (10 Nov 2014 to 27 Feb 2024)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (17 Nov 2014 to 27 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Finli (PDB) Ltd

  2. controlled function added: (7)Employed By at Finli (PDB) Ltd

  3. controlled function added: (5)Employed By at Finli (PDB) Ltd