Gary Robert Brawley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tees Financial Limited (no longer approved here)
FRN 211314
- Responsible for Insurance Mediation (29 Mar 2012 to 9 Nov 2012)
- CF10 Compliance Oversight (27 Feb 2012 to 17 Dec 2012)
- CF30 Customer (4 Jan 2012 to 17 Dec 2012)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (26 Nov 2007 to 9 Apr 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.