QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Damian Down Carroll

    IRN DXC07697

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Nov 2020)
    • CF30 Customer (1 Jan 2019 to 11 Nov 2020)
  • David Dempsey

    IRN DXD01269

    • CF30 Customer (1 Nov 2007 to 20 Sep 2010)
    • CF1 Director (AR) (29 May 2007 to 19 Aug 2011)
    • CF22 Investment Adviser (Trainee) (29 May 2007 to 31 Oct 2007)
  • David Dennis

    IRN DXD01183

    • CF30 Customer (30 Jul 2008 to 9 Dec 2011)
  • David Derek Loaring

    IRN DDL00005

    • CF30 Customer (1 Nov 2007 to 19 Mar 2010)
    • CF22 Investment Adviser (Trainee) (22 May 2006 to 31 Oct 2007)
  • David Edward Gill

    IRN DXG72648

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
  • David Elliott Goulding

    IRN DEG01072

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF1 Director (AR) (since 14 Mar 2016)
  • David Emmanuel Gunn

    IRN DEG01055

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Feb 2021)
    • CF30 Customer (27 Apr 2016 to 11 Feb 2021)
  • David Ernest John Bailey

    IRN DEB01056

    • CF30 Customer (1 Nov 2007 to 28 Apr 2008)
    • CF22 Investment Adviser (Trainee) (5 Jun 2007 to 31 Oct 2007)
  • David Eugene Kitchens

    IRN DEK00002

    • CF30 Customer (20 Apr 2016 to 13 Apr 2018)
  • David Evans

    IRN DXE00041

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 19 Jan 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.