David Derek Loaring

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ninder Dhillon

    FRN 580254

    • (1)Employed By (since 24 Jun 2025)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 4 Aug 2015)
    • CF1 Director (AR) (8 Feb 2017 to 2 Jul 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 19 Mar 2010)
    • CF22 Investment Adviser (Trainee) (22 May 2006 to 31 Oct 2007)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (30 Sep 2002 to 1 Dec 2004)
  • Upminster Financial Services (no longer approved here)

    FRN 218974

    • (2)Employed By (30 Sep 2002 to 1 Dec 2004)
  • UFS (no longer approved here)

    FRN 193302

    • (2)Employed By (6 Jun 2001 to 25 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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