David Emmanuel Gunn

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Veracity Financial Planning Ltd

    FRN 961278

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 21 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 21 Mar 2025)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • [FCA CF] Client dealing (10 Feb 2021 to 28 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (10 Feb 2021 to 28 Mar 2025)
    • CF30 Customer (10 Feb 2021 to 28 Mar 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Feb 2021)
    • CF30 Customer (27 Apr 2016 to 11 Feb 2021)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (186)Employed By (27 Apr 2016 to 28 Mar 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (26 Jul 2010 to 3 May 2011)
  • Samra Wealth Management Ltd (no longer approved here)

    FRN 515289

    • (2)Employed By (26 Jul 2010 to 3 May 2011)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (15 Jan 2010 to 11 Aug 2010)
  • Charles Derby Associates Wealth Management Ltd (no longer approved here)

    FRN 513083

    • Employed By (15 Jan 2010 to 11 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.