Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Genine Ellis

    IRN GXR00088

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF22 Investment Adviser (Trainee) (1 Oct 2007 to 31 Oct 2007)
  • Geno Lloyd Eccles

    IRN GLE00004

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (8 Apr 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Apr 2002)
  • Geoff Rowland

    IRN GNR00002

    • CF30 Customer (1 Nov 2007 to 25 Nov 2010)
    • CF21 Investment Adviser (4 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Oct 2003 to 4 Mar 2004)
  • Geoffrey Alan Goodall

    IRN GAG00015

    • CF30 Customer (2 Sep 2009 to 30 Dec 2010)
  • Geoffrey Corlett

    IRN GXC00041

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (20 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Dec 2006 to 20 Mar 2007)
  • Geoffrey Frazer Carter-Brown

    IRN GFC00013

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (7 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jun 2005 to 7 Dec 2006)
  • Geoffrey Gordon Tucker

    IRN GGT00006

    • CF30 Customer (1 Nov 2007 to 8 Mar 2013)
    • CF21 Investment Adviser (22 Oct 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jul 2004 to 22 Oct 2004)
  • Geoffrey Ian Stubbings

    IRN GIS00002

    • CF30 Customer (27 Jun 2008 to 12 Oct 2011)
  • Geoffrey James Owen

    IRN GJO00002

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF22 Investment Adviser (Trainee) (1 Oct 2007 to 31 Oct 2007)
  • Geoffrey Raymond Needham

    IRN GRN00002

    • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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