Geoffrey Frazer Carter-Brown

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF21 Investment Adviser (7 Dec 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Jun 2005 to 7 Dec 2006)
Falcon Financial Advice Limited (no longer approved here)
FRN 401814
- (28)Employed By (3 Dec 2004 to 28 Jun 2005)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF21 Investment Adviser (4 Aug 2004 to 28 Jun 2005)
- CF22 Investment Adviser (Trainee) (4 Jul 2003 to 4 Aug 2004)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (89)Employed By (4 Jul 2003 to 28 Jun 2005)
Massey Independent Advisers Ltd (no longer approved here)
FRN 178499
- CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.