Quilter Financial Planning Solutions Limited

Principal Place of Business

Phone

+442075625800

Web

https://www.quilter.com

Complaints Contact

Phone

+448081415077

Buy-to-Let Mortgage Advice

Buy-to-Let Mortgage Arranging

Pension Transfer Advice

For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

Equity Release Advice

For Customer, Home reversion plans

Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Advice

For Customer, Regulated mortgage contract

Authorised to Operate

Equity Release Arranging

For Customer, Home reversion plans

Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Arranging

For Customer, Regulated mortgage contract

Credit Brokering

Debt Advice

Equity Release Setup

For Customer, Home reversion plans

Mortgage Setup

For Customer, Regulated mortgage contract

Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

IRN LTJ00002

• (3155)[FCA CF] Client dealing (1 Sep 2020 to 25 Feb 2021)
• (3156)[FCA CF] Functions requiring qualifications (1 Sep 2020 to 25 Feb 2021)

IRN LPP00005

• (4042)CF22 Investment Adviser (Trainee) (13 May 2003 to 15 Dec 2004)

IRN LTD00001

• (297)CF30 Customer (1 Nov 2007 to 16 Apr 2010)
• (299)CF21 Investment Adviser (30 Jun 2005 to 31 Oct 2007)
• (298)CF22 Investment Adviser (Trainee) (21 Jul 2004 to 30 Jun 2005)

IRN LXM00065

• (826)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
• (828)CF21 Investment Adviser (21 Jan 2003 to 31 Oct 2007)
• (827)CF22 Investment Adviser (Trainee) (1 May 2002 to 21 Jan 2003)

IRN LRG00005

• (4733)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
• (4735)CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)
• (4734)CF22 Investment Adviser (Trainee) (2 Jan 2007 to 4 Jun 2007)

IRN LAS01072

• (3662)CF22 Investment Adviser (Trainee) (16 Oct 2003 to 15 Dec 2004)

IRN LBB00002

• (829)CF30 Customer (28 May 2009 to 31 Dec 2009)

IRN LXB07760

• (696)4. Giving personal recommendations on retail investment products which are not broker funds
• (695)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
• (698)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
• (697)CF30 Customer (since 2 Nov 2018)

IRN LXH00486

• (6549)[FCA CF] Significant management (21 Aug 2023 to 20 Sep 2024)

IRN LXC44453

• (143)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
• (144)Appointed representative dealing with clients for which they require qualification (since 20 Feb 2023)
• (5213)CF30 Customer (26 Mar 2020 to 14 Dec 2020)