Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2023)
  • 4ways Financial Solutions LLP (no longer approved here)

    FRN 590386

    • CF4 Partner (7 Feb 2013 to 25 Apr 2017)
    • CF30 Customer (7 Feb 2013 to 25 Apr 2017)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jan 2007 to 4 Jun 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 16 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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