Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Mark Keane-Munday

    IRN AMK00016

    • [FCA CF] Manager of certification employee (2 Mar 2022 to 1 Jul 2023)
  • Adrian Michael Gearing

    IRN AMG01128

    • CF22 Investment Adviser (Trainee) (30 Jun 2005 to 31 Dec 2005)
  • Adrian Paul Cousins-Cuckson

    IRN APC00003

    • CF30 Customer (1 Nov 2007 to 14 Nov 2012)
    • CF21 Investment Adviser (13 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Aug 2005 to 13 Dec 2005)
  • Adrian Paul Dunford

    IRN APD00013

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF22 Investment Adviser (Trainee) (26 Oct 2007 to 31 Oct 2007)
  • Adrian Powell

    IRN AXP00036

    • CF30 Customer (23 Jul 2021 to 7 Sep 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Sep 2021)
  • Adrian Robert Tallon

    IRN ART00018

    • CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)
  • Adrian Thomas Grace

    IRN ATG01028

    • CF28 Systems and controls (1 Oct 2012 to 29 Apr 2013)
    • CF1 Director (15 Apr 2011 to 8 Dec 2011)
  • Adrian Woodford

    IRN APW00022

    • CF30 Customer (1 Nov 2007 to 30 Sep 2010)
    • CF21 Investment Adviser (11 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Mar 2003 to 11 Jun 2003)
  • Aidan George

    IRN ASG01076

    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
    • [FCA CF] Client dealing (since 1 Sep 2020)
  • Ajmer Singh Somal

    IRN ASS00022

    • CF30 Customer (11 Jan 2008 to 4 Nov 2009)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.