Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Russell Hannah

    IRN JRH01202

    • CF30 Customer (29 May 2008 to 8 Aug 2013)
  • John Ryan

    IRN JLR00020

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Aug 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Jun 2005 to 7 Nov 2005)
  • John Scheel

    IRN JXS00131

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (23 Apr 2007 to 31 Oct 2007)
  • John Sharples

    IRN JXS00081

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Aug 2025)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (22 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Nov 2003 to 22 Dec 2004)
  • John Sitch

    IRN JXS00133

    • CF21 Investment Adviser (20 May 2002 to 21 Aug 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 May 2002)
  • John Stanley Hind

    IRN JSH00009

    • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)
  • John Stephen Lees

    IRN JSL00015

    • CF30 Customer (1 Nov 2007 to 20 Nov 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • John Stewart Reid Waugh

    IRN JSW00023

    • CF30 Customer (1 Nov 2007 to 15 Dec 2011)
    • CF21 Investment Adviser (8 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 May 2006 to 8 Aug 2006)
  • John Stirzaker

    IRN JWS00019

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Nov 2022)
    • CF30 Customer (2 Jun 2014 to 8 Dec 2019)
  • John Stonestreet

    IRN JXS00183

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (6 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Jul 2005 to 6 Jan 2006)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.