Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (26 Oct 2020 to 5 Feb 2024)
- CF30 Customer (25 Feb 2013 to 8 Dec 2019)
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- CF30 Customer (29 May 2008 to 8 Aug 2013)
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- CF21 Investment Adviser (5 Dec 2005 to 3 May 2007)
- CF22 Investment Adviser (Trainee) (1 Jun 2005 to 5 Dec 2005)
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- (36)Employed By (28 Apr 2005 to 3 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (36)Employed By at One Financial Planning Ltd