Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Baldev Raj Gaddu

    IRN BRG00005

    • CF30 Customer (28 Apr 2010 to 30 Dec 2010)
  • Barbara Ann Waller

    IRN BAW00003

    • CF30 Customer (1 Nov 2007 to 6 Sep 2010)
    • CF21 Investment Adviser (31 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Jan 2006 to 31 Jan 2007)
  • Barnaby Peter Alexi Reddin

    IRN BPR00005

    • CF30 Customer (1 Nov 2007 to 27 Oct 2010)
    • CF21 Investment Adviser (19 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Mar 2005 to 19 Jul 2005)
  • Barra James Gorman

    IRN BJG01069

    • CF30 Customer (13 May 2011 to 12 Aug 2015)
  • Barrie Frank Walker

    IRN BFW00004

    • CF30 Customer (1 Nov 2007 to 20 Dec 2010)
    • CF21 Investment Adviser (10 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Dec 2002 to 10 Jun 2003)
  • Barrie Michael Spencer

    IRN BMS00003

    • CF30 Customer (23 Apr 2009 to 28 Apr 2011)
  • Barrie Neal Roberts

    IRN BNR00003

    • CF30 Customer (2 May 2008 to 6 Jan 2016)
  • Barrie Rees

    IRN BXR00042

    • CF21 Investment Adviser (20 May 2002 to 15 Dec 2005)
    • CF22 Investment Adviser (Trainee) (4 Feb 2002 to 20 May 2002)
  • Barrie Ronald Edward Ekins

    IRN BRE00004

    • CF30 Customer (1 Nov 2007 to 20 Apr 2010)
    • CF21 Investment Adviser (8 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Mar 2005 to 8 Sep 2005)
  • Barrington John Mumford

    IRN BJM00014

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 2 Apr 2025)
    • CF30 Customer (since 7 Mar 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.