Baldev Raj Gaddu

• Ascot Lloyd Limited

  FRN 578614

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 6 Nov 2023)
  • [FCA CF] Functions requiring qualifications (since 6 Nov 2023)
• Santander UK Plc (no longer approved here)

  FRN 106054

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 7 Dec 2020)
  • CF30 Customer (7 Aug 2015 to 6 Mar 2016)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (13 Dec 2011 to 22 Jan 2014)
• Quilter Financial Advisers Ltd (no longer approved here)

  FRN 452529

  • (245)Employed By (13 Dec 2011 to 22 Jan 2014)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF30 Customer (23 Dec 2010 to 7 Nov 2011)
• Quilter Financial Planning Solutions Limited (no longer approved here)

  FRN 184591

  • CF30 Customer (28 Apr 2010 to 30 Dec 2010)
• Aviva Administration Limited (no longer approved here)

  FRN 185746

  • CF30 Customer (4 Feb 2008 to 28 Mar 2010)
  • CF21 Investment Adviser (29 Sep 2003 to 31 Dec 2004)
  • CF22 Investment Adviser (Trainee) (3 Apr 2003 to 29 Sep 2003)
• Elevate Portfolio Services Limited (no longer approved here)

  FRN 144849

  • CF21 Investment Adviser (29 Sep 2003 to 31 Dec 2004)
  • CF22 Investment Adviser (Trainee) (3 Apr 2003 to 29 Sep 2003)
• Staffordshire Financial Services Ltd (no longer approved here)

  FRN 210725

  • Employed By (3 Apr 2003 to 31 Dec 2004)
• West Bromwich Building Society (no longer approved here)

  FRN 104877

  • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
  • Employed By (1 Oct 1998 to 31 Dec 2004)

No changes recorded yet.