Barrington John Mumford

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited

    FRN 184591

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 2 Apr 2025)
    • CF30 Customer (since 7 Mar 2025)
  • Digby Associates Limited

    FRN 631739

    • (6)Employed By (since 7 Mar 2025)
  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 22 Feb 2023)
    • CF30 Customer (since 20 Oct 2022)
    • CF1 Director (AR) (20 Oct 2022 to 2 Apr 2025)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Feb 2023)
    • CF30 Customer (1 Apr 2011 to 23 Feb 2023)
    • CF1 Director (AR) (1 Apr 2011 to 23 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.