Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jaideep Gosrani

    IRN JXG00018

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 20 Jul 2018)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (25 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Jun 2004 to 25 Nov 2004)
  • Jake Shropshire

    IRN JXS00082

    • CF30 Customer (1 Nov 2007 to 18 Nov 2009)
    • CF21 Investment Adviser (14 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Sep 2004 to 14 Dec 2004)
  • James Allan Easton

    IRN JAE00005

    • CF30 Customer (1 Nov 2007 to 14 Jul 2010)
    • CF21 Investment Adviser (5 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Jun 2005 to 5 Sep 2005)
  • James Anderson

    IRN JXA00072

    • CF21 Investment Adviser (20 Jan 2004 to 15 Dec 2005)
    • CF22 Investment Adviser (Trainee) (2 Oct 2003 to 20 Jan 2004)
  • James Andrew Bolus

    IRN JAB00137

    • CF30 Customer (20 Oct 2011 to 9 May 2013)
  • James Andrew Hewat Craw

    IRN JXC00193

    • CF30 Customer (1 Nov 2007 to 18 Jun 2008)
    • CF21 Investment Adviser (20 May 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 May 2002)
  • James Anthony Baker

    IRN JAB01419

    • CF30 Customer (1 Nov 2007 to 29 May 2009)
    • CF21 Investment Adviser (14 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Feb 2007 to 14 May 2007)
  • James Anthony Clark McLaughlin

    IRN JAM00063

    • CF30 Customer (25 Aug 2009 to 31 Dec 2012)
  • James Benedict Christopher Gilsenan

    IRN JBG00017

    • CF30 Customer (1 Nov 2007 to 24 Jul 2009)
    • CF21 Investment Adviser (7 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Jan 2005 to 7 Jun 2005)
  • James Blacklaw

    IRN JXB01994

    • CF30 Customer (1 Nov 2007 to 6 Sep 2010)
    • CF21 Investment Adviser (26 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Dec 2006 to 26 Apr 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.