James Anthony Clark McLaughlin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HL Partnership Limited
FRN 303397
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 8 Feb 2021)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (25 Aug 2009 to 31 Dec 2012)
James McLaughlin (no longer approved here)
FRN 211177
- (1)Employed By (25 Apr 2002 to 18 Dec 2009)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
Scottish Widows Administration Services Limited (no longer approved here)
FRN 139398
- CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.