Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Helen Quayle

    IRN HXQ01013

    • Appointed representative dealing with clients for which they require qualification (4 Apr 2023 to 1 Mar 2024)
    • CF30 Customer (29 Mar 2023 to 1 Mar 2024)
  • Henry Carl Weller

    IRN HCW00002

    • CF30 Customer (1 Nov 2007 to 7 Oct 2014)
    • CF21 Investment Adviser (3 Sep 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Jul 2002 to 3 Sep 2004)
  • Henry Joseph Fitzpatrick

    IRN HJF00005

    • CF21 Investment Adviser (17 Aug 2006 to 24 Jul 2007)
    • CF22 Investment Adviser (Trainee) (16 Mar 2006 to 17 Aug 2006)
  • Henry Robert Templeton

    IRN HRT00002

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF22 Investment Adviser (Trainee) (17 Jun 2002 to 17 Jun 2002)
    • CF21 Investment Adviser (17 Jun 2002 to 31 Oct 2007)
  • Hina Kumari Jhala

    IRN HKJ01007

    • CF30 Customer (15 May 2013 to 6 Aug 2017)
  • Hollie Swift

    IRN SXH01823

    • SMF4 Chief Risk (28 Jan 2022 to 15 Jun 2023)
    • SMF16 Compliance Oversight (28 Jan 2022 to 15 Jun 2023)
    • SMF7 Group Entity Senior Manager (25 Nov 2020 to 28 Jan 2022)
  • Howard Charles Hirons Hawkes

    IRN HCH00003

    • CF30 Customer (1 Nov 2007 to 14 Nov 2012)
    • CF21 Investment Adviser (9 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Mar 2005 to 9 Sep 2005)
  • Howard Evans

    IRN HXE01023

    • CF2 Non Executive Director (21 Apr 2011 to 30 Aug 2013)
  • Howard Michael Hill

    IRN HMH00007

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (27 Jul 2018 to 1 Apr 2021)
  • Howard Nicholson

    IRN HXN00005

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 May 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (13 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Jan 2006 to 14 Jul 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.