Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2021)
- CF30 Customer (27 Jul 2018 to 1 Apr 2021)
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- (3)Employed By (27 Jul 2018 to 1 Apr 2021)
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- CF30 Customer (22 Aug 2016 to 26 Jul 2018)
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- (12)Employed By (19 Aug 2016 to 26 Jul 2018)
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- CF30 Customer (24 Jul 2015 to 15 Jun 2016)
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- CF30 Customer (23 Mar 2015 to 29 Feb 2016)
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- CF30 Customer (9 Jul 2012 to 4 Mar 2015)
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- CF30 Customer (1 Nov 2007 to 13 Jun 2008)
- CF22 Investment Adviser (Trainee) (28 Jun 2006 to 14 Jul 2006)
- CF21 Investment Adviser (7 Jan 2005 to 22 Feb 2005)
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- CF30 Customer (1 Nov 2007 to 13 Jun 2008)
- CF22 Investment Adviser (Trainee) (28 Jun 2006 to 14 Jul 2006)
- CF21 Investment Adviser (7 Jan 2005 to 22 Feb 2005)
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- CF22 Investment Adviser (Trainee) (26 Apr 2005 to 9 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Finli (IPWM) Limited
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controlled function added: (12)Employed By at Finli (IPWM) Limited
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controlled function added: (3)Employed By at V-Financial Ltd