Hollie Swift

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • SMF4 Chief Risk (28 Jan 2022 to 15 Jun 2023)
    • SMF16 Compliance Oversight (28 Jan 2022 to 15 Jun 2023)
    • SMF7 Group Entity Senior Manager (25 Nov 2020 to 28 Jan 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • SMF16 Compliance Oversight (28 Jan 2022 to 15 Jun 2023)
    • SMF4 Chief Risk (28 Jan 2022 to 15 Jun 2023)
    • SMF7 Group Entity Senior Manager (25 Nov 2020 to 28 Jan 2022)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • SMF16 Compliance Oversight (28 Jan 2022 to 15 Jun 2023)
    • SMF4 Chief Risk (28 Jan 2022 to 15 Jun 2023)
    • SMF7 Group Entity Senior Manager (25 Nov 2020 to 28 Jan 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • SMF16 Compliance Oversight (28 Jan 2022 to 15 Jun 2023)
    • SMF4 Chief Risk (28 Jan 2022 to 15 Jun 2023)
    • SMF7 Group Entity Senior Manager (25 Nov 2020 to 28 Jan 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • SMF4 Chief Risk (28 Jan 2022 to 15 Jun 2023)
    • SMF16 Compliance Oversight (28 Jan 2022 to 15 Jun 2023)
    • SMF7 Group Entity Senior Manager (25 Nov 2020 to 28 Jan 2022)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • SMF4 Chief Risk (28 Jan 2022 to 15 Jun 2023)
    • SMF16 Compliance Oversight (28 Jan 2022 to 15 Jun 2023)
    • SMF7 Group Entity Senior Manager (25 Nov 2020 to 28 Jan 2022)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • SMF7 Group Entity Senior Manager (25 Nov 2020 to 22 Feb 2022)
  • Phoenix Life CA Limited (no longer approved here)

    FRN 110481

    • CF10 Compliance Oversight (29 Sep 2014 to 29 Jun 2017)
    • CF11 Money Laundering Reporting (29 Sep 2014 to 29 Jun 2017)
  • Simplyhealth Access (no longer approved here)

    FRN 202183

    • CF10 Compliance Oversight (13 Jan 2014 to 1 Aug 2014)
    • CF28 Systems and controls (1 Nov 2007 to 7 Dec 2007)
    • CF15 Internal Audit (29 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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