Quilter Financial Planning Solutions Limited

Principal Place of Business

Phone

+442075625800

Web

https://www.quilter.com

Complaints Contact

Phone

+448081415077

Buy-to-Let Mortgage Advice

Buy-to-Let Mortgage Arranging

Pension Transfer Advice

For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

Equity Release Advice

For Customer, Home reversion plans

Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Advice

For Customer, Regulated mortgage contract

Authorised to Operate

Equity Release Arranging

For Customer, Home reversion plans

Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Arranging

For Customer, Regulated mortgage contract

Credit Brokering

Debt Advice

Equity Release Setup

For Customer, Home reversion plans

Mortgage Setup

For Customer, Regulated mortgage contract

Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

IRN KJM00002

• (54)4. Giving personal recommendations on retail investment products which are not broker funds
• (53)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
• (52)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
• (55)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• (5082)CF30 Customer (12 Aug 2013 to 8 Dec 2019)

IRN KXA00039

• (5374)CF30 Customer (21 Dec 2009 to 17 Apr 2017)

IRN KRG01027

• (5567)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Aug 2021)
• (5568)CF1 Director (AR) (16 Jun 2017 to 5 Aug 2021)
• (5566)CF30 Customer (17 May 2011 to 5 Aug 2021)

IRN KXB28420

• (433)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
• (432)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
• (434)4. Giving personal recommendations on retail investment products which are not broker funds
• (435)CF30 Customer (since 12 Feb 2020)
• (436)Appointed representative dealing with clients for which they require qualification (since 12 Feb 2020)

IRN KJF00020

• (800)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Mar 2002)

IRN KGS00008

• (722)CF30 Customer (20 Mar 2017 to 14 Jan 2020)

IRN LXB07544

• (716)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
• (717)4. Giving personal recommendations on retail investment products which are not broker funds
• (720)CF1 Director (AR) (since 6 Mar 2023)
• (719)Appointed representative dealing with clients for which they require qualification (since 28 Aug 2020)
• (718)CF30 Customer (since 20 Jul 2020)

IRN LCO00002

• (2302)CF30 Customer (1 Nov 2007 to 15 Aug 2012)
• (2304)CF21 Investment Adviser (17 Oct 2003 to 31 Oct 2007)
• (2303)CF22 Investment Adviser (Trainee) (28 May 2003 to 17 Oct 2003)

IRN LXM00103

• (2806)[FCA CF] Manager of certification employee (1 Sep 2020 to 6 Nov 2020)

IRN LJJ00004

• (1249)CF30 Customer (30 Jan 2009 to 13 Jul 2009)