Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dale John Coldrick

    IRN DJC00031

    • CF30 Customer (1 Nov 2007 to 26 Jan 2010)
    • CF21 Investment Adviser (24 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jan 2005 to 24 Nov 2005)
  • Damian James Sweeney

    IRN DJS00132

    • CF30 Customer (1 Nov 2007 to 1 Mar 2011)
    • CF21 Investment Adviser (7 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Nov 2002 to 7 Nov 2003)
  • Damian Reece Grimes

    IRN DRG01078

    • CF30 Customer (1 Nov 2007 to 30 Dec 2009)
    • CF21 Investment Adviser (25 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Oct 2005 to 25 Apr 2006)
  • Danae Karen Bird

    IRN DKB00029

    • CF30 Customer (1 Nov 2007 to 14 Mar 2018)
    • CF21 Investment Adviser (14 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Aug 2004 to 14 Dec 2004)
  • Daniel Allen

    IRN DXA00055

    • CF30 Customer (1 Nov 2007 to 25 Jan 2010)
    • CF21 Investment Adviser (24 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jan 2005 to 24 May 2005)
  • Daniel Bruce Robertson

    IRN DBR00003

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (5 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Dec 2002 to 5 Jun 2003)
  • Daniel Garman

    IRN DMG00039

    • Appointed representative dealing with clients for which they require qualification (11 Jan 2023 to 20 Aug 2025)
    • CF1 Director (AR) (26 Sep 2021 to 22 Apr 2025)
  • Daniel Healey

    IRN DXH00168

    • CF30 Customer (1 Nov 2007 to 30 Jan 2012)
    • CF21 Investment Adviser (30 Mar 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Nov 2004 to 30 Mar 2005)
  • Daniel James Roberts

    IRN DJR01186

    • CF21 Investment Adviser (14 Jun 2005 to 31 Dec 2006)
    • CF22 Investment Adviser (Trainee) (8 Dec 2004 to 14 Jun 2005)
  • Daniel James Williams

    IRN DXW00097

    • [FCA CF] Functions requiring qualifications (16 Sep 2021 to 1 May 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Aug 2021)
    • CF30 Customer (20 Sep 2013 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.