Daniel James Roberts

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Personal Touch Financial Services Limited

    FRN 187834

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF21 Investment Adviser (14 Jun 2005 to 31 Dec 2006)
    • CF22 Investment Adviser (Trainee) (8 Dec 2004 to 14 Jun 2005)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (7 May 2003 to 1 Jun 2004)
    • CF22 Investment Adviser (Trainee) (18 Oct 2002 to 7 May 2003)
    • CF1 Director (AR) (18 Oct 2002 to 1 Jun 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (7 May 2003 to 1 Jun 2004)
    • CF1 Director (AR) (18 Oct 2002 to 1 Jun 2004)
    • CF22 Investment Adviser (Trainee) (18 Oct 2002 to 7 May 2003)
  • Fallowell Financial Ltd (no longer approved here)

    FRN 219613

    • Employed By (18 Oct 2002 to 1 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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