Daniel James Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (1 Nov 2022 to 29 Aug 2023)
    • CF30 Customer (13 Sep 2022 to 29 Aug 2023)
    • CF1 Director (AR) (13 Sep 2022 to 29 Aug 2023)
  • Daniel Williams FA Ltd (no longer approved here)

    FRN 983189

    • Employed By (13 Sep 2022 to 29 Aug 2023)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Functions requiring qualifications (16 Sep 2021 to 1 May 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Aug 2021)
    • CF30 Customer (20 Sep 2013 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 30 Aug 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.