Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andy Foster

    IRN APF00013

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (8 Jun 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Feb 2004 to 8 Jun 2004)
  • Andy Spriggs

    IRN ACS00029

    • CF30 Customer (1 Nov 2007 to 30 Dec 2010)
    • CF21 Investment Adviser (18 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Sep 2004 to 18 Feb 2005)
  • Angela Arkinson

    IRN AXA03577

    • CF1 Director (AR) (9 Feb 2016 to 6 Apr 2018)
  • Angela Elizabeth Murdoch

    IRN AEL00023

    • CF21 Investment Adviser (26 Oct 2004 to 21 Mar 2005)
    • CF22 Investment Adviser (Trainee) (23 Mar 2004 to 26 Oct 2004)
  • Angela Inez Hind

    IRN AXH01582

    • CF30 Customer (17 Feb 2009 to 9 Jul 2010)
  • Angela Lambe

    IRN AML00024

    • [FCA CF] Manager of certification employee (since 1 Sep 2020)
  • Angela Lauder

    IRN AJP00021

    • CF30 Customer (1 Nov 2007 to 21 Jun 2013)
    • CF21 Investment Adviser (22 Oct 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Jun 2004 to 22 Oct 2004)
  • Angela Smith

    IRN AXS00320

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Angela Yvonne Thomson

    IRN AYT01003

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 May 2007 to 4 Oct 2007)
  • Angus MacDonald

    IRN AXM01723

    • CF30 Customer (1 Nov 2007 to 19 Sep 2011)
    • CF21 Investment Adviser (26 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Jan 2007 to 26 Jun 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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