Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AIP MORTGAGES LTD
FRN 949986
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Feb 2022)
- Responsibility for MCD Intermediation (since 1 Feb 2022)
- Responsible for Insurance Distribution (since 1 Feb 2022)
- SMF16 Compliance Oversight (since 1 Feb 2022)
- SMF3 Executive Director (since 1 Feb 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2022)
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- (24)Employed By (17 Apr 2012 to 21 Dec 2012)
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- Employed By (25 Feb 2011 to 29 May 2012)
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- CF30 Customer (23 Feb 2011 to 29 May 2012)
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- CF30 Customer (17 Feb 2009 to 9 Jul 2010)
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- Employed By (24 Jul 2003 to 11 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.