Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2022)
    • Responsibility for MCD Intermediation (since 1 Feb 2022)
    • Responsible for Insurance Distribution (since 1 Feb 2022)
    • SMF16 Compliance Oversight (since 1 Feb 2022)
    • SMF3 Executive Director (since 1 Feb 2022)
  • Michael James (no longer approved here)

    FRN 713035

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2022)
  • Michael James (no longer approved here)

    FRN 200072

    • (24)Employed By (17 Apr 2012 to 21 Dec 2012)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (25 Feb 2011 to 29 May 2012)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (23 Feb 2011 to 29 May 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (17 Feb 2009 to 9 Jul 2010)
  • Chantry Associates Limited (no longer approved here)

    FRN 213741

    • Employed By (24 Jul 2003 to 11 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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