Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander MacLeod

    IRN AAM00025

    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF22 Investment Adviser (Trainee) (8 Jun 2007 to 31 Oct 2007)
  • Alexander Oswald Johnston

    IRN AOJ00001

    • CF30 Customer (1 Nov 2007 to 9 Nov 2010)
    • CF21 Investment Adviser (22 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Apr 2007 to 22 May 2007)
  • Alexander Peter Adam Cooper

    IRN APC00057

    • CF30 Customer (1 Nov 2007 to 19 Nov 2009)
    • CF21 Investment Adviser (30 May 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Mar 2003 to 30 May 2003)
  • Alexander Rijn Wynaendts

    IRN ARW01213

    • CF2 Non Executive Director (29 Dec 2009 to 6 Dec 2011)
  • Alexander Sean McDougall

    IRN ASM00025

    • CF30 Customer (1 Nov 2007 to 14 Apr 2010)
    • CF21 Investment Adviser (10 Sep 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 May 2002 to 10 Sep 2002)
  • Alfred George Dines

    IRN AGD00017

    • CF21 Investment Adviser (26 Jul 2004 to 21 Jul 2006)
    • CF22 Investment Adviser (Trainee) (16 Apr 2004 to 26 Jul 2004)
  • Alice Megan Bower

    IRN AXB00214

    • Appointed representative dealing with clients for which they require qualification (12 Jan 2023 to 24 Aug 2023)
  • Alison Clare Munro Morris

    IRN AXM23608

    • SMF11 Chair of the Audit Committee (since 1 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (9 Sep 2024 to 30 Sep 2025)
  • Alison Dawn Pinder

    IRN ADP00024

    • CF30 Customer (1 Nov 2007 to 19 Dec 2011)
    • CF21 Investment Adviser (28 Aug 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Apr 2003 to 28 Aug 2003)
  • Alison Dawn Pinder

    IRN AXP00197

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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