Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Stepping Stones Financial Planning LLP
FRN 799041
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 29 Aug 2023)
-
- Appointed representative dealing with clients for which they require qualification (12 Jan 2023 to 24 Aug 2023)
-
- Appointed representative dealing with clients for which they require qualification (7 Jul 2022 to 23 Dec 2022)
-
- Appointed representative dealing with clients for which they require qualification (2 Aug 2021 to 30 Jun 2022)
-
- [FCA CF] Functions requiring qualifications (9 Sep 2020 to 31 Jul 2021)
-
- Appointed representative dealing with clients for which they require qualification (2 Mar 2020 to 31 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.