Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colin John Smart

    IRN CJS00042

    • CF30 Customer (1 Nov 2007 to 3 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Colin Kennedy Massie

    IRN CKM00004

    • CF30 Customer (24 Feb 2010 to 25 Nov 2010)
  • Colin Matthews

    IRN CXM00005

    • CF30 Customer (30 Sep 2009 to 6 Sep 2010)
  • Colin Peter Freer

    IRN CPF01042

    • CF30 Customer (28 Nov 2011 to 8 Dec 2019)
  • Colin Robertson Dinnie

    IRN CRD00008

    • CF30 Customer (1 Nov 2007 to 29 Sep 2010)
    • CF21 Investment Adviser (2 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Jun 2005 to 2 Dec 2005)
  • Colin Smith

    IRN CXS00052

    • CF21 Investment Adviser (19 Nov 2003 to 21 Aug 2007)
    • CF22 Investment Adviser (Trainee) (4 Jun 2003 to 19 Nov 2003)
  • Colin Stephen Carson

    IRN CSC00012

    • CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)
  • Colin Victor Last

    IRN CVL00001

    • CF30 Customer (20 Mar 2017 to 5 Apr 2019)
  • Colin William Ian Grant

    IRN CWG00005

    • CF30 Customer (1 Nov 2007 to 12 Oct 2012)
    • CF21 Investment Adviser (2 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Sep 2003 to 2 Mar 2004)
  • Colin Wilson

    IRN CXW01365

    • CF30 Customer (1 Nov 2007 to 13 Jun 2011)
    • CF22 Investment Adviser (Trainee) (6 Sep 2007 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.