Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (20 Apr 2012 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 12 Oct 2012)
- CF21 Investment Adviser (2 Mar 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Sep 2003 to 2 Mar 2004)
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- (16)Employed By (10 Mar 2003 to 8 Oct 2003)
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- (8)Employed By (14 Jun 2002 to 21 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Alban Associates Limited
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controlled function added: (16)Employed By at Alban Associates Limited