Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Apr 2012 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 12 Oct 2012)
    • CF21 Investment Adviser (2 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Sep 2003 to 2 Mar 2004)
  • Alban Associates Limited (no longer approved here)

    FRN 206467

    • (16)Employed By (10 Mar 2003 to 8 Oct 2003)
  • MacDonald, Lyall & Drummond (no longer approved here)

    FRN 192223

    • (8)Employed By (14 Jun 2002 to 21 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alban Associates Limited

  2. controlled function added: (16)Employed By at Alban Associates Limited