Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clive Collett

    IRN CSC00011

    • CF30 Customer (30 Jul 2012 to 31 Dec 2017)
  • Clive Emerick

    IRN CFE00005

    • CF30 Customer (20 Feb 2009 to 8 Dec 2019)
  • Clive Eric Gray

    IRN CEG00004

    • CF30 Customer (24 Feb 2009 to 2 Apr 2018)
  • Clive Headon Jaques

    IRN CHJ00001

    • CF30 Customer (1 Nov 2007 to 23 Aug 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Clive James Frederick Webb

    IRN CXW00092

    • CF30 Customer (1 Nov 2007 to 6 Sep 2010)
    • CF21 Investment Adviser (8 Mar 2002 to 31 Oct 2007)
  • Clive John Ingram

    IRN CJI00002

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Clive Martin Green

    IRN CMG00014

    • CF21 Investment Adviser (21 Jan 2004 to 31 Dec 2006)
    • CF22 Investment Adviser (Trainee) (18 Sep 2003 to 21 Jan 2004)
  • Clive Robert Irwin Wylie

    IRN CXW00016

    • CF30 Customer (29 Jun 2009 to 30 Dec 2010)
  • Clive Roderick Smith

    IRN CRS01068

    • CF21 Investment Adviser (23 Feb 2005 to 25 May 2005)
    • CF22 Investment Adviser (Trainee) (17 May 2004 to 23 Feb 2005)
  • Clive Selway Matthews

    IRN CSM00010

    • CF30 Customer (1 Nov 2007 to 29 Jul 2010)
    • CF21 Investment Adviser (20 Jul 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Feb 2003 to 20 Jul 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.