Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Hill

    IRN ILH00002

    • CF30 Customer (1 Nov 2007 to 27 May 2010)
    • CF21 Investment Adviser (18 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Dec 2002 to 18 Jun 2003)
  • Ian Horpe

    IRN IDH00012

    • [FCA CF] Manager of certification employee (20 May 2021 to 30 Apr 2022)
  • Ian James Dewar

    IRN IJD00005

    • CF30 Customer (19 Nov 2007 to 31 Dec 2012)
  • Ian John Russell

    IRN IXR00019

    • CF4 Partner (AR) (7 Feb 2013 to 30 Aug 2024)
    • CF30 Customer (1 Nov 2007 to 27 May 2020)
    • CF21 Investment Adviser (7 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jun 2006 to 7 Dec 2006)
  • Ian Jolley

    IRN IXJ01056

    • CF30 Customer (1 Nov 2007 to 14 Dec 2010)
    • CF21 Investment Adviser (25 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Jan 2007 to 25 Jul 2007)
  • Ian Jonathan Thorne

    IRN IJT00007

    • CF30 Customer (1 Nov 2007 to 30 Jul 2012)
    • CF21 Investment Adviser (12 Jan 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Oct 2004 to 12 Jan 2005)
  • Ian Kenneth Farrer

    IRN IKF01000

    • CF30 Customer (1 Nov 2007 to 9 Nov 2010)
    • CF21 Investment Adviser (20 Jan 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Jul 2004 to 20 Jan 2005)
  • Ian Kingsley Robinson

    IRN IKR00005

    • CF30 Customer (1 Nov 2007 to 11 Apr 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Ian Malcolm Chambers

    IRN IMC00012

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Ian Manwaring

    IRN IXM01122

    • CF30 Customer (1 Nov 2007 to 4 Dec 2009)
    • CF21 Investment Adviser (14 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Sep 2005 to 14 Feb 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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