Ian John Russell

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Comet Wealth Ltd

    FRN 833813

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 19 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 19 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2019)
    • CF11 Money Laundering Reporting (1 Oct 2019 to 8 Dec 2019)
    • CF1 Director (1 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF4 Partner (AR) (7 Feb 2013 to 30 Aug 2024)
    • CF30 Customer (1 Nov 2007 to 27 May 2020)
    • CF21 Investment Adviser (7 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jun 2006 to 7 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.