Comet Wealth Ltd

• Principal Place of Business

  The Barn

  Cricket Hill

  Yateley

  Hampshire

  GU46 6BB

  UNITED KINGDOM

  Phone

  +441252626200

  Web

  https://www.cometwealth.uk

• Complaints Contact

  The Barn

  Cricket Hill

  Yateley

  Hampshire

  GU46 6BB

  UNITED KINGDOM

  Phone

  +441252626200

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Graham Foster

  IRN GXF00061

  • Appointed representative dealing with clients for which they require qualification (30 Jan 2025 to 30 Jan 2025)
  • CF30 Customer (3 Jun 2020 to 30 Jan 2025)
  • CF1 Director (AR) (3 Jun 2020 to 30 Jan 2025)
• Hywel Simon Rees

  IRN HXR00022

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 11 Jul 2024)
  • [FCA CF] Client dealing (since 11 Jul 2024)
• Ian John Russell

  IRN IXR00019

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 19 Mar 2020)
  • [FCA CF] Client dealing (since 19 Mar 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2019)
  • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Oct 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Oct 2019 to 8 Dec 2019)
  • CF1 Director (1 Oct 2019 to 8 Dec 2019)
• Owen May

  IRN OXM00124

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 13 Mar 2026)
• Tracey Russell

  IRN TXR00237

  • Director of firm who is not a certification employee or a SMF manager (since 8 Sep 2023)

• Sky Blue Wealth Management Ltd (no longer appointed)

  FRN 923363 · Appointed 26 Mar 2020 · Until 30 Jan 2025

No changes recorded yet.