Graham Foster

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sky Blue Wealth Management Ltd

    FRN 1008246

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2025)
    • [FCA CF] Client dealing (since 31 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jan 2025)
    • SMF3 Executive Director (since 30 Jan 2025)
    • Responsible for Insurance Distribution (since 30 Jan 2025)
    • SMF16 Compliance Oversight (since 30 Jan 2025)
  • Comet Wealth Ltd (no longer approved here)

    FRN 833813

    • Appointed representative dealing with clients for which they require qualification (30 Jan 2025 to 30 Jan 2025)
    • CF1 Director (AR) (3 Jun 2020 to 30 Jan 2025)
    • CF30 Customer (3 Jun 2020 to 30 Jan 2025)
  • CBW Financial Planning Limited (no longer approved here)

    FRN 182357

    • (38)CF1 Director (20 May 2013 to 6 Dec 2019)
    • (37)CF30 Customer (9 Jul 2012 to 6 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (37)CF30 Customer at CBW Financial Planning Limited

  2. controlled function added: (38)CF1 Director at CBW Financial Planning Limited