Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Connacher

    IRN IXC00048

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 9 Sep 2022)
  • Ian Cowie

    IRN IXC00046

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
  • Ian David Lloyd

    IRN IDL00003

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jun 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 May 2003 to 26 Nov 2003)
  • Ian David Sharkett

    IRN IDS00012

    • CF30 Customer (1 Nov 2007 to 19 May 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Ian Davies

    IRN ILD01012

    • CF30 Customer (19 Aug 2013 to 17 Apr 2014)
  • Ian Davies

    IRN IXD00004

    • CF30 Customer (1 Nov 2007 to 7 Aug 2012)
    • CF21 Investment Adviser (24 Oct 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Jun 2002 to 24 Oct 2002)
  • Ian Edward Carter

    IRN IEC01010

    • CF30 Customer (10 Nov 2011 to 7 Oct 2014)
  • Ian Edward Law

    IRN IEL00003

    • CF30 Customer (1 Nov 2007 to 16 Aug 2011)
    • CF21 Investment Adviser (17 Jan 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Oct 2002 to 17 Jan 2003)
  • Ian Fantham

    IRN IDF01019

    • CF30 Customer (17 Jan 2013 to 8 Dec 2019)
  • Ian Forbes Will

    IRN IFW00001

    • CF30 Customer (1 Nov 2007 to 8 Sep 2010)
    • CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Sep 2006 to 2 May 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.