Quilter Financial Planning Solutions Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Robert Watson

  IRN DRW01090

  • CF30 Customer (6 Jul 2010 to 14 Nov 2012)
• David Robert Williams

  IRN DRW00030

  • CF30 Customer (1 Nov 2007 to 4 Jul 2012)
  • CF21 Investment Adviser (13 Dec 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (13 Jun 2005 to 13 Dec 2005)
• David Robert Wood

  IRN DRW00013

  • CF30 Customer (1 Nov 2007 to 8 Jan 2016)
  • CF24 Pension Transfer Specialist (10 Apr 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2005)
• David Robson

  IRN DXR00100

  • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2003)
• David Russell Jarrom

  IRN DRJ00017

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (21 Dec 2009 to 8 Dec 2019)
• David Saxton

  IRN DXS00325

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 21 May 2021)
  • CF30 Customer (since 1 Apr 2021)
• David Senff

  IRN DXS01412

  • CF30 Customer (1 Nov 2007 to 29 Jul 2011)
  • CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (16 Jan 2006 to 10 May 2006)
• David Shrimpton

  IRN DXS01764

  • CF30 Customer (3 Oct 2008 to 30 Nov 2010)
• David Snape

  IRN DXS01597

  • CF30 Customer (1 Nov 2007 to 11 Feb 2013)
  • CF21 Investment Adviser (26 May 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (28 Feb 2006 to 26 May 2006)
• David Speed

  IRN DXS00188

  • CF30 Customer (16 Jul 2012 to 26 Feb 2019)

• Lamberts Independent Financial Services (no longer appointed)

  FRN 200452 · Appointed 28 Jun 2000 · Until 28 Feb 2002

• Malvern Independents (no longer appointed)

  FRN 191893 · Appointed 5 Jun 2000 · Until 28 Feb 2002

• Weale & Hitchen Mortgage Services Limited (no longer appointed)

  FRN 191742 · Appointed 9 May 2000 · Until 28 Feb 2002

• John Turner (no longer appointed)

  FRN 191651 · Appointed 28 Apr 2000 · Until 28 Feb 2002

• Estate Financial Planning (no longer appointed)

  FRN 192013 · Appointed 1 Feb 2000 · Until 28 Feb 2002

• Highlife Financial Services Ltd (no longer appointed)

  FRN 191650 · Appointed 6 Jan 2000 · Until 28 Feb 2002

• Compass Resource Management Ltd (no longer appointed)

  FRN 191649 · Appointed 4 Nov 1999 · Until 28 Feb 2002

• Sudweeks and Sharkett Financial Services (no longer appointed)

  FRN 191648 · Appointed 6 Oct 1999 · Until 28 Feb 2002

• Pendragon IFC Limited (no longer appointed)

  FRN 192012 · Appointed 26 Feb 1999 · Until 28 Feb 2002

• Bankgate Financial Planning Consultancy (no longer appointed)

  FRN 186204 · Appointed 7 Jan 1998 · Until 22 Dec 2010

No changes recorded yet.