Quilter Financial Planning Solutions Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Henry Raymond Wells

  IRN JHW00026

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• John Henry Savage

  IRN JHS00021

  • CF30 Customer (1 Nov 2007 to 5 Jul 2011)
  • CF21 Investment Adviser (15 Jul 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (12 Mar 2003 to 15 Jul 2003)
• John Howard Dixon

  IRN JHD00010

  • CF21 Investment Adviser (27 Jun 2006 to 21 Aug 2007)
  • CF22 Investment Adviser (Trainee) (31 Jan 2006 to 27 Jun 2006)
• John Howard MacIver

  IRN JHM00003

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (27 Sep 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (10 Apr 2007 to 27 Sep 2007)
• John Howard Palfrey

  IRN JHP00019

  • CF21 Investment Adviser (24 Apr 2006 to 31 Oct 2006)
  • CF22 Investment Adviser (Trainee) (22 Aug 2005 to 24 Apr 2006)
• John Hugh Finlay

  IRN JHF00016

  • CF30 Customer (1 Nov 2007 to 8 Dec 2009)
  • CF21 Investment Adviser (15 Apr 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (14 Feb 2005 to 15 Apr 2005)
• John Hughes

  IRN JXH00126

  • CF30 Customer (6 Jun 2008 to 7 Sep 2010)
• John Ian Douglas

  IRN JID00002

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Jun 2021)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2005)
• John James Dunne

  IRN JXD00036

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (16 Jun 2006 to 16 Jun 2006)
  • CF22 Investment Adviser (Trainee) (20 Mar 2006 to 16 Jun 2006)
• John Joseph Byrne

  IRN JJB00029

  • CF30 Customer (17 Apr 2008 to 25 Apr 2013)

• Lamberts Independent Financial Services (no longer appointed)

  FRN 200452 · Appointed 28 Jun 2000 · Until 28 Feb 2002

• Malvern Independents (no longer appointed)

  FRN 191893 · Appointed 5 Jun 2000 · Until 28 Feb 2002

• Weale & Hitchen Mortgage Services Limited (no longer appointed)

  FRN 191742 · Appointed 9 May 2000 · Until 28 Feb 2002

• John Turner (no longer appointed)

  FRN 191651 · Appointed 28 Apr 2000 · Until 28 Feb 2002

• Estate Financial Planning (no longer appointed)

  FRN 192013 · Appointed 1 Feb 2000 · Until 28 Feb 2002

• Highlife Financial Services Ltd (no longer appointed)

  FRN 191650 · Appointed 6 Jan 2000 · Until 28 Feb 2002

• Compass Resource Management Ltd (no longer appointed)

  FRN 191649 · Appointed 4 Nov 1999 · Until 28 Feb 2002

• Sudweeks and Sharkett Financial Services (no longer appointed)

  FRN 191648 · Appointed 6 Oct 1999 · Until 28 Feb 2002

• Pendragon IFC Limited (no longer appointed)

  FRN 192012 · Appointed 26 Feb 1999 · Until 28 Feb 2002

• Bankgate Financial Planning Consultancy (no longer appointed)

  FRN 186204 · Appointed 7 Jan 1998 · Until 22 Dec 2010

No changes recorded yet.