Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Fraser Derek Tilley

    IRN FDT00002

    • CF21 Investment Adviser (16 Apr 2002 to 30 Nov 2004)
    • CF22 Investment Adviser (Trainee) (5 Apr 2002 to 16 Apr 2002)
  • Frederick Millward

    IRN FXM00030

    • CF30 Customer (1 Nov 2007 to 12 Oct 2009)
    • CF21 Investment Adviser (10 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Oct 2004 to 10 Dec 2004)
  • Frederick Robyn Matson

    IRN FRM00005

    • CF30 Customer (11 Dec 2008 to 31 Dec 2010)
  • Furkan Mahomed Iqbal Sattar

    IRN FMS00009

    • CF22 Investment Adviser (Trainee) (27 Dec 2002 to 30 May 2003)
  • Gabor Tibor Kepecs

    IRN GTK01011

    • CF2 Non Executive Director (29 Dec 2009 to 30 Apr 2010)
  • Gareth Alun Watkins

    IRN GAW00017

    • CF30 Customer (1 Nov 2007 to 15 Mar 2010)
    • CF21 Investment Adviser (19 Jan 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Oct 2004 to 19 Jan 2005)
  • Gareth Gwyn Proctor

    IRN GGP00003

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Oct 2002)
  • Gareth John Harvey

    IRN GJH00060

    • CF30 Customer (1 Nov 2007 to 2 Jun 2010)
    • CF21 Investment Adviser (20 Jul 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 May 2004 to 20 Jul 2004)
  • Gareth John Thomas

    IRN GJT00006

    • CF30 Customer (1 Nov 2007 to 17 Jan 2013)
    • CF21 Investment Adviser (24 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Jun 2005 to 24 Oct 2005)
  • Gareth Rees

    IRN GXR01187

    • CF30 Customer (29 Mar 2010 to 31 Dec 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.