Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF8 Apportionment and Oversight (2 Apr 2007 to 31 Mar 2009)
    • CF1 Director (2 Apr 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Apr 2007 to 30 Sep 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF21 Investment Adviser (16 Apr 2002 to 30 Nov 2004)
    • CF22 Investment Adviser (Trainee) (5 Apr 2002 to 16 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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