Gareth John Thomas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 19 May 2016)
    • CF30 Customer (since 19 May 2016)
  • HawkinsThomas Ltd

    FRN 747212

    • (3)Employed By (since 19 May 2016)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (25 Oct 2012 to 3 Jun 2015)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 17 Jan 2013)
    • CF21 Investment Adviser (24 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Jun 2005 to 24 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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