Quilter Financial Planning Solutions Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Edward Hewitt

  IRN DXH00010

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jun 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (27 Sep 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (29 Jun 2004 to 27 Sep 2004)
• David Edward Lacey

  IRN DEL01036

  • CF30 Customer (20 May 2009 to 24 Nov 2009)
• David Edward Tierney

  IRN DET01022

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (21 Jun 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (5 Jan 2007 to 21 Jun 2007)
• David Edward Wollacott

  IRN DEW00017

  • CF30 Customer (1 Nov 2007 to 9 Nov 2010)
  • CF21 Investment Adviser (30 Jun 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (8 May 2003 to 30 Jun 2003)
• David Edwards

  IRN DXE00019

  • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
• David Eric Adams

  IRN DEA00003

  • CF21 Investment Adviser (23 Apr 2003 to 17 May 2006)
  • CF22 Investment Adviser (Trainee) (11 Nov 2002 to 23 Apr 2003)
• David Estridge

  IRN DNE00006

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Aug 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Dec 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Aug 2004 to 3 Dec 2004)
• David Evans

  IRN DXE00041

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 19 Jan 2022)
• David Finlay Whigham

  IRN DFW00002

  • CF30 Customer (1 Nov 2007 to 9 Nov 2010)
  • CF21 Investment Adviser (23 Apr 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (23 Dec 2002 to 23 Apr 2003)
• David Fletcher

  IRN DXF00050

  • CF30 Customer (1 Nov 2007 to 31 Oct 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• A.B.M. Financial Management Ltd (no longer appointed)

  FRN 193039 · Appointed 11 Sep 2000 · Until 28 Feb 2002

• The Financial Planning Partnership (no longer appointed)

  FRN 200456 · Appointed 5 Sep 2000 · Until 28 Feb 2002

• Priory Financial Services (no longer appointed)

  FRN 200455 · Appointed 5 Sep 2000 · Until 28 Feb 2002

• South Cumbria Financial Services (no longer appointed)

  FRN 156527 · Appointed 14 Aug 2000 · Until 28 Feb 2002

• PMc Financial Services (no longer appointed)

  FRN 193162 · Appointed 11 Aug 2000 · Until 28 Feb 2002

• CP Financial Consultants (no longer appointed)

  FRN 192707 · Appointed 9 Aug 2000 · Until 28 Feb 2002

• Trinity Financial Services (no longer appointed)

  FRN 193159 · Appointed 9 Aug 2000 · Until 28 Feb 2002

• Devon & Cornwall Financial Services (no longer appointed)

  FRN 178899 · Appointed 8 Aug 2000 · Until 28 Feb 2002

• R&R Associates (no longer appointed)

  FRN 156120 · Appointed 7 Aug 2000 · Until 28 Feb 2002

• Avocet Financial Management (no longer appointed)

  FRN 200454 · Appointed 28 Jul 2000 · Until 28 Feb 2002

No changes recorded yet.