Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The David Hewitt Partnership Limited
FRN 941826
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 14 Apr 2021)
- SMF16 Compliance Oversight (since 14 Apr 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Apr 2021)
- SMF3 Executive Director (since 14 Apr 2021)
- [FCA CF] Client dealing (since 14 Apr 2021)
- Responsible for Insurance Distribution (since 14 Apr 2021)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jun 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (27 Sep 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 Jun 2004 to 27 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.