Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (23 Jun 2020 to 2 Aug 2022)
- [FCA CF] Client dealing (23 Jun 2020 to 2 Aug 2022)
-
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (21 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (5 Jan 2007 to 21 Jun 2007)
-
- CF21 Investment Adviser (17 Mar 2006 to 2 Jan 2007)
- CF22 Investment Adviser (Trainee) (14 Sep 2004 to 17 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.