Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Peter Irving

    IRN MPI00001

    • (1406)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (1407)CF22 Investment Adviser (Trainee) (1 Oct 2007 to 31 Oct 2007)
  • Matthew Robert Andrew Goff

    IRN MXG02702

    • (5236)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jan 2022)
    • (5235)CF30 Customer (17 Jul 2018 to 11 Jan 2022)
  • Matthew Vincent Norman

    IRN MVN01000

    • (4034)CF30 Customer (13 Nov 2007 to 8 Oct 2012)
  • Maureen Anne Holms

    IRN MAH00007

    • (5088)[FCA CF] Functions requiring qualifications (11 Dec 2019 to 13 Jan 2023)
    • (5087)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
    • (5084)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (5086)CF21 Investment Adviser (4 May 2006 to 31 Oct 2007)
    • (5085)CF22 Investment Adviser (Trainee) (29 Nov 2005 to 4 May 2006)
  • Maureen Turner

    IRN MXT00092

    • (45)CF22 Investment Adviser (Trainee) (24 Sep 2004 to 30 Nov 2004)
  • Maurice Andrew Crawford

    IRN MAC00051

    • (2444)CF30 Customer (1 Nov 2007 to 3 Aug 2009)
    • (2446)CF21 Investment Adviser (15 Sep 2005 to 31 Oct 2007)
    • (2445)CF22 Investment Adviser (Trainee) (20 Jun 2005 to 15 Sep 2005)
  • Maurice David Cotter

    IRN MDC00018

    • (2528)CF2 Non Executive Director (25 Oct 2004 to 23 Mar 2006)
    • (2527)CF21 Investment Adviser (1 Dec 2001 to 25 Oct 2004)
    • (2529)CF1 Director (1 Dec 2001 to 25 Oct 2004)
  • Maxine Hulme

    IRN MXH01037

    • (76)[FCA CF] Manager of certification employee (since 28 Feb 2025)
    • (77)[FCA CF] Significant management (since 28 Feb 2025)
    • (5114)[FCA CF] Material risk taker (28 Feb 2025 to 1 Mar 2025)
  • Maxwell Colin Bernard Ward

    IRN MCW01114

    • (138)CF2 Non Executive Director (23 Jul 2009 to 1 Jul 2010)
  • Mehool Kotecha

    IRN MRK00009

    • (270)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (271)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (3779)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (3781)CF21 Investment Adviser (11 Dec 2003 to 31 Oct 2007)
    • (3780)CF22 Investment Adviser (Trainee) (13 Jun 2003 to 11 Dec 2003)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Ascenbury Loure

  2. trading name added: Arthur G Davis & Co

  3. trading name added: Arkinson Mortgage and Investment Solutions

  4. trading name added: Arghans Independent Financial Advice

  5. trading name added: Argent Bentley

  6. trading name added: ARC Wealth Management

  7. trading name added: Aquarius Financial Services

  8. trading name added: Appleby Independent Financial Advisers

  9. trading name added: AZ Financial

  10. trading name added: Avocet Financial Management

Show more