Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (27 Aug 2020 to 20 Nov 2025)
- CF30 Customer (21 Aug 2020 to 20 Nov 2025)
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- [FCA CF] Client dealing (16 Jun 2020 to 30 Jun 2020)
- [FCA CF] Functions requiring qualifications (16 Jun 2020 to 30 Jun 2020)
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- CF30 Customer (13 Nov 2007 to 8 Oct 2012)
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- CF21 Investment Adviser (9 Mar 2004 to 6 Apr 2005)
- CF22 Investment Adviser (Trainee) (14 Oct 2002 to 9 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.